SEC Form 4 · accession 0000766829-19-000067
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew F Walters
Officer — Chief Administrative Officer
Period of report
Feb 28, 2019
Accepted (ET)
Mar 1, 2019 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 28, 2019 | F | 389 | $61.17 | D | 13,443 | D | |
| Common Stock | holding | — | — | — | 100 | I | Held by Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 389 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the return on equity ("ROE") restricted stock units reported on the Form 4 filed on February 26, 2019.
- F2Represents 10,914 shares of the issuer's common stock and 2,529 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.