SEC Form 4 · accession 0000766829-19-000053
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suzy Papazian
Officer — Gen. Counsel/Corp. Secretary
Period of report
Feb 25, 2019
Accepted (ET)
Feb 26, 2019 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 25, 2019 | A | 1,210 | $0.00 | A | 8,618 | D | |
| Common Stock | holding | — | — | — | 5,526 | I | By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 1,210 shares of common stock subject to the Restricted Stock Units that vested upon the attainment of certain performance goal based on return on equity ("ROE") measured over the 2018 calendar year period and continued service by the reporting person through December 31, 2018.
- F2Represents 4,836 shares of the issuer's common stock and 3,782 shares of the issuer's common stock underlying restricted stock units including shares which vested per footnote 1 above and restricted stock units which will vest and become issuable in accordance with their terms.