SEC Form 4 · accession 0000766829-19-000042
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Suzy Papazian
Officer — Gen. Counsel/Corp. Secretary
Period of report
Jan 31, 2019
Accepted (ET)
Feb 14, 2019 · 12:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 31, 2019 | J | 188 | $50.96 | A | 7,408 | D | |
| Common Stock | holding | — | — | — | 5,526 | I | By the John Affaki and Suzy Papazian Living Trust dated December 10, 2008 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.
- F2Represents 4,836 shares of the issuer's common stock and 2,572 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.