SEC Form 4 · accession 0000766829-19-000038
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Patrick Lynch
Officer — CFO/Treasurer
Period of report
Jan 31, 2019
Accepted (ET)
Feb 14, 2019 · 12:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 31, 2019 | J | 218 | $50.96 | A | 24,445 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, under the SJW Group 2014 Employee Stock Purchase Plan.
- F2Represents 2,532 shares of the issuer's common stock, 16,485 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 2,928 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.