SEC Form 4 · accession 0000766829-19-000022
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Gere
Officer — President and COO
Period of report
Jan 3, 2019
Accepted (ET)
Jan 4, 2019 · 7:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 3, 2019 | F | 194 | $55.05 | D | 17,531 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 194 shares of common stock withheld of the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on January 3, 2019 pursuant to the terms of the January 3, 2017 Restricted Stock Unit Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.
- F2Represents 13,784 shares of the issuer's common stock and 3,747 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.