SEC Form 4 · accession 0000766829-19-000002

H2O AMERICA · HTO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Table I — non-derivative securities

Table II — derivative securities

Explanation of responses

• F1Represents 2,085 shares of common stock withheld by the issuer to satisfy the reporting person's tax withholding obligations with respect to an aggregate of 6,031 shares of common stock underlying restricted stock units ("RSUs") that vested and became issuable on December 31, 2018 pursuant to the terms of the November 6, 2017 and January 2, 2018 Restricted Stock Issuance Agreements between the issuer and the reporting person. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.
• F2Represents 4,216 shares of the issuer's common stock and 12,066 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.
• F3Represents 4,367 shares of the issuer's common stock underlying RSUs granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three equal installments on each December 31, 2019, December 31, 2020, and December 31, 2021, subject to continued employment through the respective vesting dates, subject to accelerated vesting under certain prescribed circumstances.
• F4Represents 4,216 shares of the issuer's common stock and 16,433 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.