SEC Form 4 · accession 0000766829-18-000107
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Gere
Officer — President and COO
Period of report
Apr 30, 2018
Accepted (ET)
May 2, 2018 · 1:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 30, 2018 | F | 57 | $60.45 | D | 16,427 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 57 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on April 30, 2018 pursuant to the terms of the April 29, 2015 Restricted Stock Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.
- F2Represents 13,239 shares of the issuer's common stock and 3,188 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.