SEC Form 4 · accession 0000766829-18-000082
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Gere
Officer — President and COO
Period of report
Feb 28, 2018
Accepted (ET)
Mar 1, 2018 · 7:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 28, 2018 | F | 478 | $52.94 | D | 16,484 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 478 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the return of equity ("ROE") restricted stock units ("RSUs") reported on the Form 4 filed on February 27, 2018.
- F2Represents 13,129 shares of the issuer's common stock and 3,355 shares of the issuer's common stock underlying restricted stock units which will vest and become issuable in accordance with their terms.