SEC Form 4 · accession 0000766829-18-000078
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Patrick Lynch
Officer — CFO/Treasurer
Period of report
Feb 28, 2018
Accepted (ET)
Mar 1, 2018 · 7:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 28, 2018 | F | 459 | $52.94 | D | 23,282 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 459 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the return of equity ("ROE") restricted stock units ("RSUs") reported on the Form 4 filed on February 27, 2018.
- F2Represents 2,114 shares of the issuer's common stock, 15,335 shares of common stock held by Mr. Lynch and his spouse in joint tenancy, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 3,333 shares of the issuer's common stock underling restricted stock units that will vest and become issuable in accordance with their terms.