SEC Form 4 · accession 0000766829-18-000074
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Palle Jensen
Officer — Executive Vice President
Period of report
Feb 28, 2018
Accepted (ET)
Mar 1, 2018 · 7:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 28, 2018 | F | 401 | $52.94 | D | 11,733 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 401 shares of common stock withheld by the issuer in satisfaction of the applicable withholding taxes on shares of common stock that became issuable pursuant to the vesting of the return of equity ("ROE") restricted stock units ("RSUs) reported on the Form 4 filed on February 27, 2018.
- F2Represents 8,753 shares of the issuer's common stock and 2,980 shares of the issuer's common stock underlying restricted stock units that will vest and become issuable in accordance with their terms.