SEC Form 4 · accession 0000766829-18-000008
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric W Thornburg
Officer — President & CEO · Director
Period of report
Jan 2, 2018
Accepted (ET)
Jan 3, 2018 · 8:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 2, 2018 | A | 3,545 | $0.00 | A | 18,097 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 3,545 shares of the issuer's common stock underlying restricted stock units ("RSUs") granted to the reporting person under the issuer's Long-Term Incentive Plan. Each RSU entitles the reporting person to receive one share of common stock upon vesting of the RSU. The RSUs will vest in three equal installments on each December 31, 2018, December 31, 2019, and December 31, 2020,subject to continued employment through the respective vesting dates, subject to accelerated vesting under certain prescribed circumstances.
- F2Represents 18,097 shares of the issuer's common stock underlying RSUs that will vest and become issuable in accordance with their terms.