SEC Form 4 · accession 0000766829-17-000116
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric W Thornburg
Officer — President & CEO · Director
Period of report
Nov 6, 2017
Accepted (ET)
Nov 7, 2017 · 3:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 6, 2017 | A | 14,552 | $0.00 | A | 14,552 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 14,552 shares of the issuer's common stock underlying restricted stock units granted to the reporting person under the issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the issuer's common stock when that unit vests. The units will vest in three successive annual installments upon the reporting person's completion of service through each of December 31, 2018, December 31, 2019 and December 31, 2020, subject to accelerated vesting under certain prescribed circumstances.