SEC Form 4 · accession 0000766829-17-000101
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Palle Jensen
Officer — Executive Vice President
Period of report
Aug 10, 2017
Accepted (ET)
Aug 14, 2017 · 1:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 10, 2017 | S | 200 | $55.02 | D | 13,460 | D | |
| Common StockF2 | Aug 10, 2017 | S | 700 | $55.03 | D | 12,760 | D | |
| Common StockF3 | Aug 10, 2017 | S | 200 | $55.05 | D | 12,560 | D | |
| Common StockF4 | Aug 10, 2017 | S | 98 | $55.07 | D | 12,462 | D | |
| Common StockF5 | Aug 10, 2017 | S | 100 | $55.08 | D | 12,362 | D | |
| Common StockF6 | Aug 10, 2017 | S | 400 | $55.09 | D | 11,962 | D | |
| Common StockF7 | Aug 10, 2017 | S | 100 | $55.10 | D | 11,862 | D | |
| Common StockF8 | Aug 10, 2017 | S | 100 | $55.11 | D | 11,762 | D | |
| Common StockF9 | Aug 10, 2017 | S | 100 | $55.19 | D | 11,662 | D | |
| Common StockF10 | Aug 10, 2017 | S | 102 | $55.21 | D | 11,560 | D | |
| Common StockF11 | Aug 10, 2017 | S | 100 | $55.22 | D | 11,460 | D | |
| Common StockF12 | Aug 10, 2017 | S | 100 | $55.25 | D | 11,360 | D | |
| Common StockF13 | Aug 10, 2017 | S | 100 | $55.26 | D | 11,260 | D | |
| Common StockF14 | Aug 10, 2017 | S | 300 | $55.29 | D | 10,960 | D | |
| Common StockF15 | Aug 10, 2017 | S | 100 | $55.35 | D | 10,860 | D | |
| Common StockF16 | Aug 10, 2017 | S | 200 | $55.41 | D | 10,660 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 9,557 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.
- F10Represents 7,657 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.
- F11Represents 7,557 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.
- F12Represents 7,457 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.
- F13Represents 7,357 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.
- F14Represents 7,057 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.
- F15Represents 6,957 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.
- F16Represents 6,757 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.
- F2Represents 8,857 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.
- F3Represents 8,657 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.
- F4Represents 8,559 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.
- F5Represents 8,459 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.
- F6Represents 8,059 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.
- F7Represents 7,959 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.
- F8Represents 7,859 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.
- F9Represents 7,759 shares of the issuer's common stock and 3,903 shares of the issuer's common stock underlying restricted stock units.