SEC Form 4 · accession 0000766829-17-000085
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Gere
Officer — President and COO
Period of report
May 1, 2017
Accepted (ET)
May 2, 2017 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 1, 2017 | F | 62 | $48.94 | D | 14,429 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 62 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on May 1, 2017 pursuant to the terms of the April 29, 2015 Restricted Stock Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities at the time the restricted stock units were granted, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.
- F2Represents 10,724 shares of the issuer's common stock and 3,705 shares of the issuer's common stock underlying restricted stock units.