SEC Form 4 · accession 0000766829-17-000078
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas R King
Director
Period of report
Apr 26, 2017
Accepted (ET)
Apr 27, 2017 · 7:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 26, 2017 | A | 1,155 | $0.00 | A | 11,240 | D | |
| Common StockF3,F4 | Apr 26, 2017 | G | 957 | $0.00 | D | 10,283 | D | |
| Common StockF3 | Apr 26, 2017 | G | 957 | $0.00 | A | 8,293 | I | By Douglas R. King and Melinda J. King, Trustees of the King Family Trust dated June 06, 2005 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 1,155 restricted stock units granted to the reporting person under the Issuer's Long-Term Incentive Plan. Each restricted stock unit will entitle the reporting person to receive one share of the Issuer's common stock when that unit vests. The units will vest in full upon the reporting person's continuation in Board service through the day immediately preceding the date of the Issuer's 2018 annual stockholders meeting, subject to accelerated vesting under certain prescribed circumstances.
- F2Includes 2,112 shares of the issuer's common stock underlying restricted stock units, and 9,128 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.
- F3Represents shares of the issuer's common stock issued in the name of Douglas R. King and Melinda J. King as trustees of the King Family Trust dated June 06, 2005 upon settlement of restricted stock units as previously reported by the reporting person in Table I as directly owned.
- F4Includes 1,155 shares of the issuer's common stock underlying restricted stock units, and 9,128 shares of deferred stock which will be distributed as actual shares of the issuer's common stock following the reporting person's cessation of board service.