SEC Form 4 · accession 0000766829-17-000034
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Patrick Lynch
Officer — CFO/Treasurer
Period of report
Feb 1, 2017
Accepted (ET)
Feb 2, 2017 · 7:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 31, 2017 | J | 141 | $42.59 | A | 20,544 | D | |
| Common StockF3 | Feb 1, 2017 | S | 170 | $50.26 | D | 20,374 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Group 2014 Employee Stock Purchase Plan.
- F2Represents 13,712 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,332 shares of the issuer's common stock underlying restricted stock units.
- F3Represents 13,542 shares of the issuer's common stock, 2,500 shares of the issuer's common stock held under a Roth IRA account, and 4,332 shares of the issuer's common stock underlying restricted stock units.