SEC Form 4 · accession 0000766829-16-000091

H2O AMERICA · HTO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Palle Jensen

Officer — Sr. VP of Regulatory Affairs

Period of report

Sep 1, 2016

Accepted (ET)

Sep 2, 2016 · 1:34 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000766829

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Sep 1, 2016	S	300	$41.95	D	17,299	D
Common Stock^F2	Sep 1, 2016	S	200	$42.00	D	17,099	D
Common Stock^F3	Sep 1, 2016	S	100	$42.01	D	16,999	D
Common Stock^F4	Sep 1, 2016	S	600	$42.02	D	16,399	D
Common Stock^F5	Sep 1, 2016	S	188	$42.0281	D	16,211	D
Common Stock^F6	Sep 1, 2016	S	900	$42.03	D	15,311	D
Common Stock^F7	Sep 1, 2016	S	100	$42.04	D	15,211	D
Common Stock^F8	Sep 1, 2016	S	500	$42.05	D	14,711	D
Common Stock^F9	Sep 1, 2016	S	200	$42.06	D	14,511	D
Common Stock^F10	Sep 1, 2016	S	130	$42.075	D	14,381	D
Common Stock^F11	Sep 1, 2016	S	220	$42.08	D	14,161	D
Common Stock^F12	Sep 1, 2016	S	50	$42.085	D	14,111	D
Common Stock^F13	Sep 1, 2016	S	100	$42.10	D	14,011	D
Common Stock^F14	Sep 1, 2016	S	200	$42.11	D	13,811	D
Common Stock^F15	Sep 1, 2016	S	100	$42.13	D	13,711	D
Common Stock^F16	Sep 1, 2016	S	100	$42.16	D	13,611	D
Common Stock^F17	Sep 1, 2016	S	100	$42.18	D	13,511	D
Common Stock^F18	Sep 1, 2016	S	200	$42.22	D	13,311	D
Common Stock^F19	Sep 1, 2016	S	152	$42.25	D	13,159	D
Common Stock^F20	Sep 1, 2016	S	200	$42.26	D	12,959	D
Common Stock^F21	Sep 1, 2016	S	200	$42.27	D	12,759	D
Common Stock^F22	Sep 1, 2016	S	60	$42.28	D	12,699	D
Common Stock^F23	Sep 1, 2016	S	100	$42.30	D	12,599	D

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1Represents 11,578 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
F10Represents 8,660 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
F11Represents 8,440 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
F12Represents 8,390 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
F13Represents 8,290 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
F14Represents 8,090 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
F15Represents 7,990 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
F16Represents 7,890 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
F17Represents 7,790 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
F18Represents 7,590 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
F19Represents 7,438 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
F2Represents 11,378 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
F20Represents 7,238 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
F21Represents 7,038 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
F22Represents 6,978 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
F23Represents 6,878 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
F3Represents 11,278 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
F4Represents 10,678 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
F5Represents 10,490 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
F6Represents 9,590 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
F7Represents 9,490 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
F8Represents 8,990 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
F9Represents 8,790 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.