SEC Form 4 · accession 0000766829-16-000083
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Palle Jensen
Officer — Sr. VP of Regulatory Affairs
Period of report
Aug 2, 2016
Accepted (ET)
Aug 3, 2016 · 6:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 2, 2016 | S | 200 | $41.06 | D | 20,399 | D | |
| Common StockF2 | Aug 2, 2016 | S | 200 | $41.07 | D | 20,199 | D | |
| Common StockF3 | Aug 2, 2016 | S | 120 | $41.08 | D | 20,079 | D | |
| Common StockF4 | Aug 2, 2016 | S | 300 | $41.10 | D | 19,779 | D | |
| Common StockF5 | Aug 2, 2016 | S | 200 | $41.11 | D | 19,579 | D | |
| Common StockF6 | Aug 2, 2016 | S | 100 | $41.12 | D | 19,479 | D | |
| Common StockF7 | Aug 2, 2016 | S | 400 | $41.13 | D | 19,079 | D | |
| Common StockF8 | Aug 2, 2016 | S | 100 | $41.135 | D | 18,979 | D | |
| Common StockF9 | Aug 2, 2016 | S | 100 | $41.14 | D | 18,879 | D | |
| Common StockF10 | Aug 2, 2016 | S | 379 | $41.16 | D | 18,500 | D | |
| Common StockF11 | Aug 2, 2016 | S | 301 | $41.17 | D | 18,199 | D | |
| Common StockF12 | Aug 2, 2016 | S | 100 | $41.18 | D | 18,099 | D | |
| Common StockF13 | Aug 2, 2016 | S | 100 | $41.19 | D | 17,999 | D | |
| Common StockF14 | Aug 2, 2016 | S | 200 | $41.28 | D | 17,799 | D | |
| Common StockF15 | Aug 2, 2016 | S | 100 | $41.31 | D | 17,699 | D | |
| Common StockF16 | Aug 2, 2016 | S | 100 | $41.33 | D | 17,599 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 14,678 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
- F10Represents 12,779 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
- F11Represents 12,478 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
- F12Represents 12,378 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
- F13Represents 12,278 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
- F14Represents 12,078 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
- F15Represents 11,978 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
- F16Represents 11,878 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
- F2Represents 14,478 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
- F3Represents 14,358 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
- F4Represents 14,058 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
- F5Represents 13,858 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
- F6Represents 13,758 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
- F7Represents 13,358 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
- F8Represents 13,258 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.
- F9Represents 13,158 shares of the issuer's common stock and 5,721 shares of the issuer's common stock underlying restricted stock units.