SEC Form 4 · accession 0000766829-16-000081
H2O AMERICA · HTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Gere
Officer — President and COO
Period of report
Aug 1, 2016
Accepted (ET)
Aug 3, 2016 · 2:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766829
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 29, 2016 | J | 300 | $36.01 | A | 12,158 | D | |
| Common StockF3,F4 | Aug 1, 2016 | F | 45 | $41.61 | D | 12,113 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares acquired on a transaction exempt from Section 16(b) of the Securities Exchange Act under the SJW Corp. 2014 Employee Stock Purchase Plan.
- F2Represents 8,200 shares of the issuer's common stock and 3,958 shares of the issuer's common stock underlying restricted stock units.
- F3Represents 45 shares of common stock of the issuer withheld by the issuer in satisfaction of the applicable withholding taxes on certain shares of common stock that became issuable on August 1, 2016 pursuant to the terms of the July 30, 2013 Restricted Stock Issuance Agreement between the reporting person and the issuer. The issuable shares were previously reported as Table I securities in the Form 3 filed on April 30, 2015, and accordingly the issuance of those shares is not a reportable transaction on this Form 4.
- F4Represents 8,275 shares of the issuer's common stock and 3,838 shares of the issuer's common stock underlying restricted stock units.