SEC Form 4 · accession 0001079810-18-000006
CVD EQUIPMENT CORP · CVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin J Teitelbaum
Officer — Assistant Secretary · Director
Period of report
Apr 2, 2018
Accepted (ET)
Apr 3, 2018 · 6:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766792
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Apr 2, 2018 | A | 2,400 | A | — | — | Common Stock | 2,400 | 11,284 | D |
Explanation of responses
- F1Each Restricted Stock unit represents a contingent right to receive one share of CVD Equipment Corporatio's common stock.
- F2Vesting occurs as to 800 common shares on each of October 1, 2018, October 1, 2019 and October 1, 2020.
- F3Any unvested portion will terminate upon termination of service.