SEC Form 4 · accession 0001079810-17-000011
CVD EQUIPMENT CORP · CVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen R Charles
Officer — CFO/Secretary
Period of report
Dec 8, 2017
Accepted (ET)
Dec 12, 2017 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 8, 2017 | S | 3,402 | $11.14 | D | 18,072 | D | |
| Common StockF2 | Dec 12, 2017 | S | 1,000 | $11.21 | D | 17,072 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported ranged from $11.11 to $11.20. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
- F2This price represents the weighted average price for multiple transactions reported on this line. the per share price of each of the transactions reported on this line ranged from $11.20 to $11.21. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.