SEC Form 4 · accession 0001079810-17-000010
CVD EQUIPMENT CORP · CVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Conrad J Gunther Jr.
Director
Period of report
Dec 8, 2017
Accepted (ET)
Dec 12, 2017 · 5:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 8, 2017 | M | 10,000 | $3.65 | A | 54,178 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stock | $3.65 | Dec 8, 2017 | M | 10,000 | D | Oct 12, 2009 | Dec 12, 2017 | Common Stock | 10,000 | 8,110 | D |