SEC Form 4 · accession 0001079810-17-000003
CVD EQUIPMENT CORP · CVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence Waldman
Director
Period of report
Jan 17, 2017
Accepted (ET)
Jan 18, 2017 · 5:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 17, 2017 | A | 3,100 | $9.70 | A | 4,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Common stock issued pursuant to the Corporation's 2007 Share Incentive Plan, vests as to 775 shares on each of March 31, 2017, June 30, 2017, September 30, 2017 and December 31, 2017 or as of the 2017 annual meeting of shareholders but in no event earlier than November 15, 2017, provided that such individual is still serving as a Director as of the vesting date.