SEC Form 4 · accession 0001079810-16-000032
CVD EQUIPMENT CORP · CVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bruce T Swan
Other
Period of report
Nov 16, 2016
Accepted (ET)
Nov 17, 2016 · 9:25 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2016 | S | 4,000 | $7.95 | D | 12,710 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $7.88 to $8.00. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.