SEC Form 4 · accession 0001079810-16-000027
CVD EQUIPMENT CORP · CVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karlheinz Strobl
Officer — Vice President
Period of report
Jul 19, 2016
Accepted (ET)
Jul 21, 2016 · 7:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766792
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Jul 19, 2016 | A | 2,826 | A | — | — | Common Stock | 2,826 | 11,239 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of CVD Equipment Corporation's common stock.
- F2Vesting occurs as to 942 common shares on each of July 1, 2017, 2018 and 2019.
- F3Any unvested portion will terminate upon termination of service.