SEC Form 4 · accession 0001079810-16-000017
CVD EQUIPMENT CORP · CVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karlheinz Strobl
Officer — Vice President
Period of report
May 18, 2016
Accepted (ET)
May 19, 2016 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 18, 2016 | M | 100,000 | $4.62 | A | 114,829 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to purchase common stock | $4.62 | May 18, 2016 | M | 100,000 | D | Oct 7, 2015 | Oct 7, 2017 | Common Stock | 100,000 | 0 | D |