SEC Form 4 · accession 0001079810-15-000008
CVD EQUIPMENT CORP · CVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Glen R Charles
Officer — CFO/Secretary
Period of report
Sep 18, 2015
Accepted (ET)
Sep 22, 2015 · 4:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 18, 2015 | S | 729 | $12.47 | D | 13,377 | D | |
| Common StockF2 | Sep 21, 2015 | S | 900 | $12.69 | D | 12,477 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $12.45 to $12.48. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.
- F2This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $12.51 to $12.75. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected.