SEC Form 4 · accession 0001079810-15-000002
CVD EQUIPMENT CORP · CVV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard A Rosenbaum
Officer — Pres, CEO, Chairman · Director · 10% Owner
Period of report
Jan 12, 2015
Accepted (ET)
Jan 13, 2015 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 12, 2015 | S | 20,000 | $15.45 | D | 797,870 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price represents the weighted average price for multiple transactions reported on this line. The per share price of each of the transactions reported on this line ranged from $15.24 to $16.18. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. These shares were sold pursuant to a Section 10b5-1 Plan.