SEC Form 4 · accession 0001209191-19-009096
WELLTOWER INC. · WELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shankh Mitra
Officer — EVP, Investments
Period of report
Feb 7, 2019
Accepted (ET)
Feb 11, 2019 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Commom Stock | Feb 7, 2019 | M | 2,876 | $0.00 | A | 44,691 | D | |
| Common StockF1 | Feb 7, 2019 | F | 1,319 | $77.05 | D | 43,372 | D | |
| Common StockF2 | holding | — | — | — | 62 | I | By children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF3,F4 | $0.00 | Feb 7, 2019 | M | 2,876 | D | Feb 7, 2019 | Feb 7, 2019 | Common | 2,876 | 2,876 | D |
Explanation of responses
- F1Shares withheld upon vesting to satisfy tax withholding obligation.
- F2The reporting person disclaims beneficial ownership of the shares owned by children who share the reporting person's household. This report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 for any other purpose.
- F3These deferred stock units were granted without cash consideration on August 1, 2017, under the Welltower Inc. 2016 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in two installments with 2,876 units having vested on February 7, 2019 and 2,876 units vesting on December 31, 2019.
- F4The reported transaction was a vesting of 2,876 deferred stock units on February 7, 2019, resulting in the issuance of 2,876 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.