SEC Form 4 · accession 0001209191-18-061798
WELLTOWER INC. · WELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shankh Mitra
Officer — EVP, Investments
Period of report
May 31, 2018
Accepted (ET)
Dec 10, 2018 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 31, 2018 | A | 285 | $49.003 | A | 46,263 | D | |
| Common StockF1,F3 | Nov 30, 2018 | A | 97 | $49.317 | A | 46,360 | D | |
| Common StockF4 | holding | — | — | — | 62 | I | By children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting is voluntary reporting the acquisition of shares of the issuer's common stock pursuant to the Welltower Inc. Employee Stock Purchase Plan ("ESPP"). These transactions were both exempt under Rule 16b-3(c) and Rule 16b-3(d).
- F2In accordance with the ESPP these shares were purchased based on 85% of the closing stock price on May 31, 2018, the last trading day of the offering period.
- F3In accordance with the ESPP these shares were purchased based on 85% of the closing stock price on June 1, 2018, the first trading day of the offering period.
- F4The reporting person disclaims beneficial ownership of the shares owned by children who share the reporting person's household. This report should not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 for any other purpose.