SEC Form 4 · accession 0001209191-17-023540
WELLTOWER INC. · WELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul D Nungester Jr.
Other
Period of report
Mar 28, 2017
Accepted (ET)
Mar 29, 2017 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 28, 2017 | M | 3,197 | $43.29 | A | 33,795 | D | |
| Common Stock | Mar 28, 2017 | M | 3,255 | $49.17 | A | 37,050 | D | |
| Common StockF1 | Mar 28, 2017 | S | 6,452 | $70.2649 | D | 30,598 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (Right to Buy)F3,F2 | $43.29 | Mar 28, 2017 | M | 3,197 | D | Jan 15, 2011 | Jan 28, 2020 | Common | 3,197 | 0 | D |
| Options (Right to Buy)F3,F4 | $49.17 | Mar 28, 2017 | M | 3,255 | D | Jan 15, 2012 | Jan 27, 2021 | Common | 3,255 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $72.23 to $70.3421. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Options for the purchase of 3,197 shares of common stock at $43.29 per share were granted to Mr. Nungester on January 28, 2010, which grant has previously been reported. Options for the purchase of 640 shares vested on January 15 of each of 2011 and 2012, and options for the purchase of 639 vested on January 15 of each of 2013, 2014 and 2015.
- F3The options were granted under the Welltower Inc. 2005 Long-Term Incentive Plan and had no acquisition price.
- F4Options for the purchase of 3,255 shares of common stock at $49.17 per share were granted to Mr. Nungester on January 27, 2011, which grant has previously been reported. Options for the purchase of 651 shares vested on January 15 of each of 2012, 2013, 2014, 2015 and 2016.