SEC Form 4 · accession 0001209191-16-144403
WELLTOWER INC. · WELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A Estes
Officer — EVP and CFO
Period of report
Oct 3, 2016
Accepted (ET)
Oct 4, 2016 · 4:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 3, 2016 | M | 3,192 | $37.00 | A | 133,126 | D | |
| Common Stock | Oct 3, 2016 | S | 3,192 | $74.1141 | D | 129,934 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F2 | $37.00 | Oct 3, 2016 | M | 3,192 | D | Jan 15, 2014 | Jan 29, 2019 | Common | 6,384 | 3,192 | D |
Explanation of responses
- F1The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Trading Plan dated May 23, 2016.
- F2Options for the purchase of 33,813 shares of common stock at $37.00 per share were granted to Mr. Estes on January 29, 2009, which grant has previously been reported. The partial exercise of these options for the purchase of 27,429 shares has previously been reported. Of the remaining options, options for the purchase of 6,384 shares vested on January 15 of 2014.
- F3The options were granted under the Welltower Inc. 2005 Long-Term Incentive Plan and had no acquisition price.