SEC Form 4 · accession 0001209191-16-140560
WELLTOWER INC. · WELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey H Miller
Officer — EVP-COO
Period of report
Sep 7, 2016
Accepted (ET)
Sep 8, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 7, 2016 | M | 3,994 | $49.17 | A | 136,095 | D | |
| Common Stock | Sep 7, 2016 | M | 19,283 | $57.33 | A | 155,378 | D | |
| Common Stock | Sep 7, 2016 | S | 24,777 | $78.00 | D | 130,601 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F2 | $49.17 | Sep 7, 2016 | M | 3,994 | D | Jan 15, 2016 | Jan 27, 2021 | Common | 3,994 | 0 | D |
| Option (Right to Buy)F3,F4 | $57.33 | Sep 7, 2016 | M | 19,283 | D | Jan 15, 2013 | Jan 26, 2022 | Common | 24,103 | 4,820 | D |
Explanation of responses
- F1The shares covered by this Form 4 have been sold pursuant ot a Rule 10b5-1 Sales Plan dated August 30, 2016.
- F2Options for the purchase of 19,971 shares of common stock at $49.17 per share were granted to Mr. Miller on January 27, 2011, which grant has previously been reported. The partial exercise of these options for the purchase of 15,977 shares has previously been reported. Of the remaining options, options for the purchase of 3,994 shares vested on January 15, 2016.
- F3The options were granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price.
- F4Options for the purchase of 24,103 shares of common stock at $57.33 per share were granted to Mr. Miller on January 26, 2012, which grant has previously been reported. Options for the purchase of 4,821 shares vested on January 15 of each of 2013, 2014 and 2015, options for the purchase of 4,820 shares vested on January 15, 2016 and options for the purchase of 4,820 shares will vest on January 15, 2017.