SEC Form 4 · accession 0001209191-16-139119
WELLTOWER INC. · WELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergio Rivera
Director
Period of report
Aug 26, 2016
Accepted (ET)
Aug 30, 2016 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 26, 2016 | M | 167 | $0.00 | A | 2,935 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF3,F4,F1 | $0.00 | Aug 26, 2016 | M | 167 | D | Aug 26, 2016 | Aug 26, 2016 | Common | 167 | 2,464 | D |
Explanation of responses
- F1The reported transaction was a vesting of 167 deferred stock units on August 26, 2016, resulting in the issuance of 167 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.
- F2Amount includes 68.64 shares acquired as a result of reinvestment of dividends under the dividend reinvestment plan.
- F3These deferred stock units were granted without cash consideration on August 26, 2014 under the Amended and Restated Welltower Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Welltower Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 167 units having vested on August 26 of each of 2015 and 2016, and 166 units vesting on August 26, 2017.
- F4Includes (i) 166 deferred stock units granted on August 26, 2014 that vest on August 26, 2017 and (ii) 2,298 deferred stock units granted on February 12, 2016 that vest on February 12, 2017.