SEC Form 4 · accession 0001209191-16-135801
WELLTOWER INC. · WELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott M Brinker
Officer — EVP - Chief Investment Officer
Period of report
Aug 4, 2016
Accepted (ET)
Aug 8, 2016 · 1:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 4, 2016 | M | 2,251 | $43.29 | A | 111,756 | D | |
| Common Stock | Aug 4, 2016 | M | 2,870 | $49.17 | A | 114,626 | D | |
| Common Stock | Aug 4, 2016 | S | 5,121 | $77.2906 | D | 109,505 | D | |
| Common Stock | Aug 8, 2016 | M | 13,303 | $57.33 | A | 122,808 | D | |
| Common Stock | Aug 8, 2016 | S | 13,303 | $76.3723 | D | 109,505 | D | |
| Common StockF1 | holding | — | — | — | 13 | I | Custodian for Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F2 | $43.29 | Aug 4, 2016 | M | 2,251 | D | Jan 15, 2011 | Jan 28, 2020 | Common | 2,251 | 1,745 | D |
| Option (Right to Buy)F3,F4 | $49.17 | Aug 4, 2016 | M | 2,870 | D | Jan 15, 2012 | Jan 27, 2021 | Common | 2,870 | 2,338 | D |
| Option (Right to Buy)F3,F5 | $57.33 | Aug 8, 2016 | M | 13,303 | D | Jan 15, 2013 | Jan 26, 2022 | Common | 13,303 | 4,699 | D |
Explanation of responses
- F1Scott M. Brinker Custodian, FBO Sevien G. Brinker, UTMA OH Until Age 21.
- F2Options for the purchase of 3,996 shares of common stock at $43.29 per share were granted to Mr. Brinker on January 28, 2010, which grant has previously been reported. Options for the purchase of 800 shares vested on January 15, 2011 and options for the purchase of 799 shares vested on January 15 of each of 2012, 2013, 2014 and 2015.
- F3The options were granted under the Welltower Inc. 2005 Long-Term Incentive Plan and had no acquisition price.
- F4Options for the purchase of 5,208 shares of common stock at $49.17 per share were granted to Mr. Brinker on January 27, 2011, which grant has previously been reported. Options for the purchase of 1,042 shares vested on January 15 of each of 2012, 2013 and 2014 and options for the purchase of 1,041 shares vested on January 15 of each of 2015 and 2016.
- F5Options for the purchase of 18,002 shares of common stock at $57.33 per share were granted to Mr. Brinker on January 26, 2012. Options for the purchase of 3,601 shares vested on January 15 of each of 2013 and 2014, options for the purchase of 3,600 shares vested on January 15 of each of 2015 and 2016, and options for the purchase of 3,600 shares will vest on January 15, 2017.