SEC Form 4 · accession 0001209191-16-111080
WELLTOWER INC. · WELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott M Brinker
Officer — EVP - Chief Investment Officer
Period of report
Mar 29, 2016
Accepted (ET)
Mar 30, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 29, 2016 | M | 1,294 | $45.73 | A | 110,799 | D | |
| Common Stock | Mar 29, 2016 | S | 1,294 | $69.5835 | D | 109,505 | D | |
| Common StockF1 | holding | — | — | — | 13 | I | Custodian for Son |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F2 | $45.73 | Mar 29, 2016 | M | 1,294 | D | Jan 15, 2010 | Jan 22, 2017 | Common | 1,294 | 0 | D |
Explanation of responses
- F1Scott M. Brinker Custodian, FBO Sevien G. Brinker, UTMA OH Until Age 21.
- F2Options for the purchase of 3,609 shares of common stock at $45.73 per share were granted to Mr. Brinker on January 22, 2007, which grant has previously been reported. The partial exercise of these options for the purchase of 2,315 shares has previously been reported. Of the remaining options, options for the purchase of 216 shares vested on January 15, 2010 and options for the purchase of 539 shares vested on January 15 of each of 2011 and 2012.
- F3The options were granted under the Welltower Inc. 2005 Long-Term Incentive Plan and had no acquisition price.