SEC Form 4 · accession 0001209191-15-068433
WELLTOWER INC. · WELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sergio Rivera
Director
Period of report
Aug 26, 2015
Accepted (ET)
Aug 28, 2015 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 26, 2015 | M | 167 | $0.00 | A | 1,167 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF2,F3,F1 | $0.00 | Aug 26, 2015 | M | 167 | D | Aug 26, 2015 | Aug 26, 2015 | Common | 167 | 1,865 | D |
Explanation of responses
- F1The reported transaction was a vesting of 167 deferred stock units on August 26, 2015, resulting in the issuance of 167 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.
- F2These deferred stock units were granted without cash consideration on August 26, 2014 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 167 units having vested on August 26, 2015, 167 units vesting on August 26, 2016 and 166 units vesting on August 26, 2017.
- F3Includes (i) 333 deferred stock units granted on August 26, 2014 with 167 units vesting on August 26, 2016 and 166 units vesting on August 26, 2017 and (ii) 1,532 deferred stock units granted on February 5, 2015, with 1,532 units vesting on February 5, 2016.