SEC Form 4 · accession 0001209191-15-035019
WELLTOWER INC. · WELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A Estes
Officer — EVP and CFO
Period of report
Apr 15, 2015
Accepted (ET)
Apr 17, 2015 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 15, 2015 | M | 3,831 | $37.00 | A | 99,012 | D | |
| Common Stock | Apr 15, 2015 | S | 3,831 | $76.15 | D | 95,181 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F2 | $37.00 | Apr 15, 2015 | M | 3,831 | D | Jan 15, 2011 | Jan 29, 2019 | Common | 22,985 | 19,154 | D |
Explanation of responses
- F1The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Trading Plan dated March 27, 2015.
- F2Options for the purchase of 33,813 shares of common stock at $37.00 per share were granted to Mr. Estes on January 29, 2009, which grant has previously been reported. The partial exercise of these options for the purchase of 10,828 shares has previously been reported. Of the remaining options, options for the purchase of 2,698 shares vested on January 15, 2011, options for the purchase of 6,763 shares vested on January 15, 2012 and options for the purchase of 6,762 shares vested on January 15 of each of 2013 and 2014.
- F3The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price.