SEC Form 4 · accession 0001209191-15-031387
WELLTOWER INC. · WELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott M Brinker
Officer — EVP - Chief Investment Officer
Period of report
Mar 31, 2015
Accepted (ET)
Apr 2, 2015 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 31, 2015 | M | 504 | $45.73 | A | 63,638 | D | |
| Common Stock | Mar 31, 2015 | M | 1,355 | $40.83 | A | 64,993 | D | |
| Common Stock | Mar 31, 2015 | M | 719 | $37.00 | A | 65,712 | D | |
| Common Stock | Mar 31, 2015 | S | 2,578 | $78.2135 | D | 63,134 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F2,F1 | $45.73 | Mar 31, 2015 | M | 504 | D | Jan 15, 2008 | Jan 22, 2017 | Common | 1,798 | 1,294 | D |
| Option (Right to Buy)F2,F3 | $40.83 | Mar 31, 2015 | M | 1,355 | D | Jan 15, 2009 | Jan 21, 2018 | Common | 1,355 | 0 | D |
| Option (Right to Buy)F2,F4 | $37.00 | Mar 31, 2015 | M | 719 | D | Jan 15, 2012 | Jan 29, 2019 | Common | 719 | 0 | D |
Explanation of responses
- F1Options for the purchase of 3,609 shares of common stock at $45.73 per share were granted to Mr. Brinker on January 22, 2007, which grant has previously been reported. The partial exercise of these options for the purchase of 1,811 shares has previously been reported. Of the remaining options, options for the purchase of 504 shares vested on January 15, 2008, options for the purchase of 216 shares vested on January 15, 2010 and options for the purchase of 539 shares vested on January 15 of each of 2011 and 2012.
- F2The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price.
- F3Options for the purchase of 5,001 shares of common stock at $40.83 per share were granted to Mr. Brinker of January 21, 2008, which grant has previously been reported. The partial exercise of these options for the purchase of 3,646 shares has previously been reported. Of the remaining options, options for the purchase of 745 shares vested on January 15, 2009, options for the purchase 403 shares vested on January 15, 2010 and options for the purchase of 207 shares vested on January 15, 2011.
- F4Options for the purchase of 7,135 shares of common stock at $37.00 per share were granted to Mr. Brinker on January 29, 2009, which grant has previously been reported. The partial exercise of these options for the purchase of 6,416 shares has previously been reported. Of the remaining options, options for the purchase of 719 shares vested on January 15, 2012.