SEC Form 4 · accession 0001209191-15-006995
WELLTOWER INC. · WELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William C Ballard Jr.
Director
Period of report
Jan 26, 2015
Accepted (ET)
Jan 28, 2015 · 3:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 26, 2015 | M | 552 | $0.00 | A | 22,216 | D | |
| Common StockF2 | holding | — | — | — | 6,700 | I | Charitable Remainder Trust | |
| Common StockF3 | holding | — | — | — | 1,800 | I | Charitable Remainder Trust | |
| Common StockF4 | holding | — | — | — | 1,800 | I | Charitable Remainder Trust | |
| Common StockF5 | holding | — | — | — | 5,000 | I | Ownership by Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF6,F7,F1 | $0.00 | Jan 26, 2015 | M | 552 | D | Jan 26, 2015 | Jan 26, 2015 | Common | 552 | 2,710 | D |
Explanation of responses
- F1The reported transaction was a vesting of 552 deferred stock units on January 26, 2015, resulting in the issuance of 552 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance.
- F2William C. Ballard, Jr. Trustee Charitable Remainder Trust #1 for the benefit of Julie W. Ballard.
- F3William C. Ballard, Jr. Trustee Charitable Remainder Trust #2 for the benefit of Elizabeth Ballard Lebhar.
- F4William C. Ballard, Jr. Trustee Charitable Remainder Trust #3 for the benefit of William C. Ballard, III.
- F5Indirect Ownership by Spouse, Julie W. Ballard.
- F6These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in three installments, with 553 units having vested on January 26 of each of 2013 and 2014 and 552 units having vested on January 26, 2015.
- F7Includes (i) 1,022 deferred stock units granted on February 7, 2013, with 511 units vesting on February 7 of each of 2015 and 2016 and (ii) 1,688 deferred stock units granted on February 6, 2014, with 563 units vesting on February 6 of each of 2015 and 2016 and 562 units vesting on February 6, 2017.