SEC Form 4 · accession 0001209191-15-005185
WELLTOWER INC. · WELL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey H Miller
Officer — EVP-COO
Period of report
Jan 15, 2015
Accepted (ET)
Jan 20, 2015 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766704
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 15, 2015 | M | 2,129 | $37.00 | A | 86,777 | D | |
| Common Stock | Jan 15, 2015 | M | 3,994 | $49.17 | A | 90,771 | D | |
| Common Stock | Jan 15, 2015 | S | 6,656 | $81.93 | D | 84,115 | D | |
| Common Stock | Jan 15, 2015 | F | 5,478 | $83.17 | D | 78,637 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (Right to Buy)F3,F2 | $37.00 | Jan 15, 2015 | M | 2,129 | D | Jan 15, 2014 | Jan 29, 2019 | Common | 5,390 | 3,261 | D |
| Option (Right to Buy)F5,F4 | $49.17 | Jan 15, 2015 | M | 3,994 | D | Jan 15, 2015 | Jan 27, 2021 | Common | 7,988 | 3,994 | D |
Explanation of responses
- F1The shares covered by this Form 4 have been sold pursuant ot a Rule 10b5-1 Sales Plan dated November 13, 2014.
- F2Options for the purchase of 33,813 shares of common stock at $37.00 per share were granted to Mr. Miller on January 29, 2009, which grant has previously been reported. The partial exercise of these options for the purchase of 28,423 shares has previously been reported. Of the remaining options, options for the purchase of 5,390 shares vested on January 15, 2014.
- F3The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price.
- F4Options for the purchase of 19,971 shares of common stock at $49.17 per share were granted to Mr. Miller on January 27, 2011, which grant has previously been reported. The partial exercise of these options for the purchase of 11,983 shares has previously been reported. Of the remaining options, options for the purchase of 3,994 shares vested on January 15, 2015 and options for the purchase of 3,994 shares will vest on January 15, 2016.
- F5The options were granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price.