SEC Form 4 · accession 0001593968-16-000959
CAPSTEAD MORTGAGE CORP · CMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael G Oneil
Director
Period of report
Jul 26, 2016
Accepted (ET)
Jul 28, 2016 · 1:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 26, 2016 | A | 5,983 | — | A | 67,087 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1RSA with 1 Year Cliff vesting schedule
- F2Award of restricted shares to each non-employee director from the Amended and Restated 2014 Flexible Incentive Plan as part of the director's annual retainer. The award will vest in full on July 15, 2017 with the expectation that each director will retain all the shares.