SEC Form 4 · accession 0001227826-15-000002
CAPSTEAD MORTGAGE CORP · CMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert R Spears Jr.
Officer — Executive Vice President
Period of report
Feb 2, 2015
Accepted (ET)
Feb 3, 2015 · 1:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 2, 2015 | D | 7,023 | $11.93 | D | 345,475 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares of common stock forfeited to satisy the Reporting Person's tax withholding olbligation upon the vesting of restricted stock on February 2, 2015.