SEC Form 4 · accession 0001209191-18-057249
CAPSTEAD MORTGAGE CORP · CMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John L Bernard
Director
Period of report
Nov 1, 2018
Accepted (ET)
Nov 5, 2018 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2018 | P | 5,000 | $6.96 | A | 61,113 | D |
Table II — derivative securities
No Table II lines on this filing.