SEC Form 4 · accession 0001209191-18-056691
CAPSTEAD MORTGAGE CORP · CMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip A Reinsch
Officer — President & CEO · Director
Period of report
Oct 31, 2018
Accepted (ET)
Oct 31, 2018 · 5:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 31, 2018 | P | 20,000 | $6.7881 | A | 264,226 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the weighted average purchase price for the reported transactions. An aggregate of 20,000 shares of the Issuer's common stock were purchased on behalf of the Reporting Person in various transactions at prices ranging from $6.74 to $6.89. The Reporting Person will provide the SEC staff, the Issuer, or a security holder of the Issuer, upon request for same, with the full information regarding the number of shares purchased at each separate price.