SEC Form 4 · accession 0001209191-17-046295
CAPSTEAD MORTGAGE CORP · CMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark S Whiting
Director
Period of report
Jul 25, 2017
Accepted (ET)
Jul 26, 2017 · 3:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 25, 2017 | A | 5,971 | — | A | 61,754 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Award of restricted shares to each non-employee director from the Amended and Restated 2014 Flexible Incentive Plan as part of the director's annual retainer. The award will vest in full on July 25, 2018 with the expectation that each director will retain the shares.