SEC Form 4 · accession 0001136260-15-000002
CAPSTEAD MORTGAGE CORP · CMO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelle P Goolsby
Director
Period of report
Jan 17, 2014
Accepted (ET)
Jan 21, 2015 · 11:55 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766701
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 17, 2014 | A | 256 | $12.127 | A | 22,256 | D | |
| Common StockF1 | Apr 17, 2014 | A | 274 | $12.737 | A | 22,529 | D | |
| Common StockF1 | Jul 18, 2014 | A | 271 | $13.22 | A | 22,800 | D | |
| Common StockF1 | Oct 20, 2014 | A | 290 | $12.672 | A | 23,090 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person acquired the shares pursuant to a broker-sponsored automatic dividend reinvestment program.
Remarks
Note: Also see attached Exhibit EX-24 Attachment 0.