SEC Form 4 · accession 0001999104-26-000010
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason M Berry
Officer — EVP & Chief Operating Officer
Period of report
Sep 23, 2026
Accepted (ET)
Sep 24, 2026 · 5:38 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Sep 23, 2026 | M | 2,010 | — | A | 15,532 | D | |
| COMMON STOCKF2,F3 | Sep 23, 2026 | F | 792 | $39.70 | D | 15,103 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF1,F4 | — | Sep 23, 2026 | M | 2,010 | D | — | — | COMMON STOCK | 2,010 | 2,010 | D |
Explanation of responses
- F1Each restricted stock unit (RSUs) represents a contingent right to receive one share of ALK common stock.
- F2The shares withheld were an exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of RSUs and settled with shares by the reporting person.
- F3Includes 363 shares acquired under the Alaska Air Group, Inc. Employee Stock Purchase Plan on April 30, 2026, in transactions that were exempt under both Rule 16b-3(c) and Rule 16b-3(d).
- F4The RSUs vesting were from a grant of 6,030 shares that vested or will vest in three annual installments as follows: 2,010 shares on September 23, 2025; 2,010 shares on September 23, 2026; and 2,010 shares on September 23, 2027.