SEC Form 4 · accession 0001451455-15-000001

ALASKA AIR GROUP, INC. · ALK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP OPS AND COO

Period of report

Jul 30, 2015

Accepted (ET)

Aug 3, 2015 · 7:52 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000766421

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
COMMON STOCK	Jul 30, 2015	M	7,500	$15.325	A	63,616	D
COMMON STOCK	Jul 30, 2015	M	4,978	$24.40	A	68,594	D
COMMON STOCK	Jul 30, 2015	M	3,050	$38.755	A	71,644	D
COMMON STOCK	Jul 30, 2015	S	23,655	$75.1479	A	47,989	D
RESTRICTED STOCK UNITS^F2	holding	—	—		—	23,530	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
EMPLOYEE STOCK OPTION (RT TO BUY)	$15.325	Jul 30, 2015	M	7,500	D	Feb 7, 2012	Feb 7, 2021	COMMON STOCK	7,500	0	D
EMPLOYEE STOCK OPTION (RT TO BUY)	$24.40	Jul 30, 2015	M	4,978	D	Feb 11, 2014	Feb 11, 2023	COMMON STOCK	4,978	9,964	D
EMPLOYEE STOCK OPTION (RT TO BUY)	$38.755	Jul 30, 2015	M	3,050	D	Feb 11, 2015	Feb 11, 2024	COMMON STOCK	3,050	9,150	D

F1THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $75.080 TO $75.245, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.
F2STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN, SUBJECT TO FORFEITURE.