SEC Form 4 · accession 0001246360-19-001013
ALASKA AIR GROUP, INC. · ALK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shane R Tackett
Officer — EVP STRATEGY/PLNG
Period of report
Feb 28, 2019
Accepted (ET)
Mar 8, 2019 · 8:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000766421
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Feb 28, 2019 | A | 65 | $52.445 | A | 7,961 | D | |
| COMMON STOCK | Mar 7, 2019 | M | 557 | $0.00 | A | 8,518 | D | |
| COMMON STOCKF4 | Mar 7, 2019 | F | 136 | $55.95 | D | 8,382 | D | |
| COMMON STOCK 401(K)F1 | holding | — | — | — | 2,807 | I | ESOP TRUST |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF3 | $0.00 | Mar 7, 2019 | M | 557 | D | Mar 7, 2018 | Mar 7, 2027 | COMMON STOCK | 557 | 557 | D |
Explanation of responses
- F1COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF 12/31/2018.
- F2THESE SHARES WERE ACQUIRED UNDER THE ALASKA AIR GROUP, INC. EMPLOYEE STOCK PURCHASE PLAN IN TRANSACTIONS THAT WERE EXEMPT UNDER BOTH RULE 16b-3(d) and RULE 16b-3(c).
- F3RESTRICTED STOCK UNITS REMAINING WILL VEST ON 3/7/2020.
- F4PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF ALK SHARES ON THE DATE SHARES WERE FORFEITED FOR TAXES.